Risk-Based Scoring

Understanding the algorithm that drives risk-based audit prioritization.

Scoring Algorithm

AIIA calculates a priority score for each plan item based on multiple factors:

Formula

Priority Score = (Risk Score × 0.4) + (Coverage Gap × 0.3) + (Regulatory Weight × 0.2) + (Management Request × 0.1)

Factor Breakdown

Factor	Weight	Range	Description
Risk Score	40%	1–25	Aggregate risk score from the Audit Universe (likelihood × impact)
Coverage Gap	30%	0–10	Months since last audit (capped at 10, normalized)
Regulatory Weight	20%	0–5	Mandatory audits required by regulation (NCA, PDPL)
Management Request	10%	0–5	Priority flag set by management or board

Score Interpretation

Score Range	Priority	Action
80–100	🔴 Critical	Must be included in the annual plan
60–79	🟠 High	Strongly recommended for inclusion
40–59	🟡 Medium	Include if resources permit
20–39	🟢 Low	Defer to next year unless specific triggers
0–19	⚪ Minimal	No immediate audit needed

Customizing the Algorithm

Administrators can adjust the scoring weights:

1. Navigate to Administration → Settings → Planning
2. Adjust the weight percentages (must sum to 100%)
3. Click Save — existing plan items are recalculated

AI Scoring Enhancement

The AI companion enhances scoring by:

• Analyzing historical finding patterns to predict emerging risks
• Detecting industry trends relevant to your organization
• Identifying correlation patterns between risk factors
• Recommending score adjustments based on external data

ذات صلة Documentation

• Create Annual Plan →
• Audit Universe — source of risk data